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Patrick James Clark

Pershing LLC

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About Patrick James Clark

Patrick James Clark is a financial advisor based in Jersey City, New Jersey. He is registered with Pershing LLC and Pershing Advisor Solutions LLC. Patrick is a seasoned professional with over 20 years of experience in the financial services industry. He has a diverse background, having worked with Merrill Lynch, T3 Trading Group, and BNY Mellon Capital Markets before joining Pershing. Patrick is committed to providing his clients with personalized financial advice and guidance. He specializes in helping individuals and families achieve their financial goals.

Firm Information

Patrick Clark is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Clark’s Registration & Firm History

NJ

09/23/2022 - Present

Pershing LLC (JERSEY CITY NJ)

FL

02/14/2020 - 11/10/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

NY

02/19/2019 - 07/29/2019

T3 TRADING GROUP, LLC (NEW YORK NY)

NY

01/02/2014 - 06/21/2018

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NJ

09/09/2005 - 01/07/2014

PERSHING LLC (JERSEY CITY NJ)

NJ

03/13/2001 - 09/09/2005

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

NJ

02/09/2001 - 03/13/2001

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 06/18/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 06/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patrick James Clark.
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