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Patrick J Menichillo

Smbc Nikko Securities America, Inc.

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About Patrick J Menichillo

Patrick Menichillo is a financial professional with over 17 years of experience in the securities industry. Patrick is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Patrick has a strong track record of success in providing investment advice and guidance to individual and institutional clients. Patrick holds the Series 7, Series 24, Series 63 and Series 79TO licenses. Patrick has a broad understanding of the financial markets and is committed to providing his clients with personalized investment strategies that meet their individual needs.

Firm Information

Patrick Menichillo is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Menichillo’s Registration & Firm History

NY

03/17/2016 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

03/25/2013 - 11/23/2015

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)

CT

01/02/2013 - 03/06/2013

RBS SECURITIES INC. (STAMFORD CT)

NY

10/01/2008 - 12/20/2011

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/28/2004 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick J Menichillo.
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