Unclaimed
Patrick J. Horning is a financial professional with over 20 years of experience in the industry. Patrick is registered with Northwestern Mutual Investment Services, LLC, and is based in Milwaukee, WI. Patrick holds a variety of licenses and certifications, including Series 6, 7, 24, and 26.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/10/2001 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
BC
Issued 03/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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