Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Henning has over 20 years of experience in the financial services industry. Patrick is currently registered as a Registered Representative (RR) with UBS Financial Services Inc., which has offices in Concord, New Hampshire, South Burlington, Vermont and Manchester, New Hampshire. Patrick has also held positions with Citigroup Global Markets Inc. and Scudder Distributors, Inc. in the past. Patrick has a Series 63, Series 65, Series 7, Series 9, Series 10, Series 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NH
07/30/2020 - Present
UBS Financial Services Inc. (CONCORD NH)
ME
04/25/2005 - 03/11/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND ME)
IL
07/06/2000 - 04/15/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 07/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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