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Patrick Hughes

Fnex Capital, LLC

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About Patrick Hughes

Patrick Hughes is a financial professional with over 14 years of experience in the industry. Patrick currently works at Fnex Capital, LLC as a registered representative. Patrick's career spans multiple firms and has experience in a variety of financial markets. Patrick holds licenses in multiple states and has passed various industry exams, including Series 6, 7, 30, and 63. Patrick is also currently licensed to sell Investment Company Products and Variable Contracts.

Firm Information

Patrick Hughes is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Hughes’s Registration & Firm History

IN

12/08/2023 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

CA

12/15/2021 - 01/05/2023

FORGE SECURITIES LLC (SAN FRANCISCO CA)

CA

01/30/2020 - 10/12/2021

FORGE MARKETS LLC (San Francisco CA)

CA

02/02/2017 - 04/05/2018

OPUS FINANCIAL PARTNERS, LLC (San Francisco CA)

CT

07/17/2014 - 04/03/2015

AMG DISTRIBUTORS, INC. (STAMFORD CT)

CA

05/04/2011 - 04/28/2014

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)

CA

09/30/2009 - 04/11/2011

MBSC SECURITIES CORPORATION (SAN FRANCISCO CA)

NA

04/25/1989 - 06/26/1989

FIDELITY BROKERAGE SERVICES, INC.

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Licenses & Designations

BC

Issued 10/07/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/2015

Series 30 - NFA Branch Manager Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2014

Series 3 - National Commodity Futures Examination

BC

Issued 09/29/2009

Series 7 - General Securities Representative Examination

BC

Issued 04/24/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Hughes.
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