Unclaimed
Patrick Hughes is a financial professional with over 14 years of experience in the industry. Patrick currently works at Fnex Capital, LLC as a registered representative. Patrick's career spans multiple firms and has experience in a variety of financial markets. Patrick holds licenses in multiple states and has passed various industry exams, including Series 6, 7, 30, and 63. Patrick is also currently licensed to sell Investment Company Products and Variable Contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
12/08/2023 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
CA
12/15/2021 - 01/05/2023
FORGE SECURITIES LLC (SAN FRANCISCO CA)
CA
01/30/2020 - 10/12/2021
FORGE MARKETS LLC (San Francisco CA)
CA
02/02/2017 - 04/05/2018
OPUS FINANCIAL PARTNERS, LLC (San Francisco CA)
CT
07/17/2014 - 04/03/2015
AMG DISTRIBUTORS, INC. (STAMFORD CT)
CA
05/04/2011 - 04/28/2014
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
09/30/2009 - 04/11/2011
MBSC SECURITIES CORPORATION (SAN FRANCISCO CA)
NA
04/25/1989 - 06/26/1989
FIDELITY BROKERAGE SERVICES, INC.
BC
Issued 10/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2015
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/29/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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