Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick O'Connor is a financial advisor with Franklin Distributors, LLC in San Mateo, CA. Patrick has been in the financial industry since 2002. He has a Series 3, 7, 24, 63 and 65 licenses and is registered in California, Connecticut, Florida and New York. He previously worked at Franklin/Templeton Distributors, Inc., Blackrock Investments, LLC, Blackrock Execution Services and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/07/2021 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
12/21/2015 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
11/13/2012 - 05/05/2014
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/06/2003 - 11/14/2012
BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)
NY
11/09/1992 - 05/17/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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