Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Christopher Romero is a registered representative and investment advisor representative with Madison Avenue Securities, LLC. Patrick has been in the financial services industry since 2015. Patrick has a Series 6, Series 63 and Series 65 licenses as well as the SIE exam. Patrick is licensed in Arkansas, Missouri, New Mexico, Texas and Washington. Patrick previously worked at Mutual of Omaha Investor Services, Inc. and Allstate Financial Services, LLC. Madison Avenue Securities, LLC has offices in San Diego, California; Ruidoso, New Mexico; Albuquerque, New Mexico; and El Paso, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/16/2018 - Present
Madison Avenue Securities, LLC (SAN DIEGO CA)
TX
07/14/2015 - 07/17/2018
ALLSTATE FINANCIAL SERVICES, LLC (El Paso TX)
TX
05/01/2015 - 07/07/2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (EL PASO TX)
IA
Issued 05/04/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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