Unclaimed
Patrick Lovett is a financial professional with over 20 years of experience in the financial services industry. Patrick is a registered representative and investment advisor representative with Neuberger Berman BD LLC, where Patrick has been employed since November 2018. Prior to that, Patrick was employed at Calamos Financial Services LLC and Arbor Research & Trading, Inc. Patrick holds a Series 3, 7, 31, 63, and 65 license and has a broad range of experience in the financial services industry. Patrick is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
03/20/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
IL
04/18/2005 - 11/26/2018
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
IL
10/24/2001 - 04/13/2005
ARBOR RESEARCH & TRADING, INC. (LAKE BARRINGTON IL)
IA
Issued 02/22/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2004
Series 3 - National Commodity Futures Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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