Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Kim is a financial advisor with over 20 years of experience in the industry. Patrick Kim is currently registered with TLG Advisors, Inc. Patrick Kim has held previous roles at Ameritas Investment Company, LLC, Crown Capital Securities, L.P., W&S Brokerage Services, Inc., Pruco Securities, LLC., NYLIFE Securities Inc., EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Patrick Kim holds a Series 6, 7, 24, 26, 63, and 66 licenses, as well as a SIE exam. Patrick Kim provides financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisors, and placement of institutional funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
01/01/2025 - Present
TLG Advisors, Inc. (LITTLETON CO)
CA
05/04/2021 - 06/10/2024
AMERITAS INVESTMENT COMPANY, LLC (LOS ANGELES CA)
CA
06/17/2020 - 05/05/2021
CROWN CAPITAL SECURITIES, L.P. (PLACENTIA CA)
CA
06/20/2016 - 03/31/2020
W&S BROKERAGE SERVICES, INC. (Cerritos CA)
CA
06/21/2013 - 05/17/2016
PRUCO SECURITIES, LLC. (LOS ANGELES CA)
NY
04/03/1997 - 02/01/2007
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
05/14/1993 - 01/31/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
05/14/1993 - 01/31/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 10/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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