Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Harold Oconnell is an investment advisor representative associated with UBS Financial Services INC.. Patrick has been in the financial industry for over 30 years. Patrick is licensed to offer advisory services in Illinois and Texas. Patrick is registered with the Financial Industry Regulatory Authority (FINRA). Patrick has Series 7 and Series 63 registrations as well as the Securities Industry Essentials Examination (SIE). Patrick has passed the Uniform Investment Adviser Law Examination (Series 65). Patrick's prior employment includes Firstar Investment Services,INC., First Colonial Investment Services, INC., Transamerica Financial Resources, INC., Olde Discount Corporation, and J. W. Gant & Associates, INC.. Patrick specializes in providing financial planning services for individuals, corporations, charitable organizations, insurance companies, high-net-worth individuals, and pension and profit-sharing plans. Patrick's areas of specialization include: financial planning, investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/05/2013 - Present
UBS Financial Services Inc. (CHICAGO IL)
NJ
03/10/1995 - 11/11/1998
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
IL
01/08/1992 - 06/08/1995
FIRST COLONIAL INVESTMENT SERVICES, INC. (ROSEMONT IL)
CA
01/24/1994 - 04/28/1995
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
MI
07/13/1989 - 05/14/1990
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
03/21/1989 - 04/29/1989
J. W. GANT & ASSOCIATES, INC.
IA
Issued 8/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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