Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Haggerty is a financial advisor at Aegis Capital Corp. Patrick has been in the financial services industry since 2005 and has experience working with a wide range of clients, including high-net-worth individuals, corporations, and pooled investment vehicles. Patrick is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 7, Series 24, Series 63, and Series 65 licensed professional. Patrick is also a registered investment advisor in Connecticut, Missouri, New Jersey, New York, Texas, and Virginia. Patrick's areas of specialization include investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
10/21/2019 - Present
Aegis Capital Corp. (WESTPORT CT)
NY
09/09/2010 - 07/09/2015
ARJENT LLC (NEW YORK NY)
NY
06/01/2007 - 09/10/2010
INTERMERCHANT SECURITIES LLC (NEW YORK NY)
NY
01/01/2004 - 03/30/2006
S.W. BACH & COMPANY (PORT WASHINGTON NY)
IA
Issued 10/10/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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