Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Gaitens is a financial advisor with over 35 years of experience in the industry. Patrick is currently registered with Wells Fargo Clearing Services, LLC, and has been with the firm since 2009. Prior to joining Wells Fargo, Patrick was employed by Morgan Stanley DW Inc. and Pruco Securities Corporation. Patrick is licensed in several states, including Wisconsin, and holds a Series 3, Series 6, Series 7, Series 9, Series 10, Series 63, and Series 65 license. Patrick specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
12/01/2005 - Present
Wells Fargo Clearing Services, LLC (KENOSHA WI)
NY
08/17/1988 - 12/05/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/20/1987 - 08/25/1988
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 03/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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