Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Graham is a financial advisor who has been in the industry since 2019. Patrick is currently registered with Wells Fargo Clearing Services, LLC and is active in Missouri. Patrick has previously worked with Fidelity Brokerage Services LLC and Edward Jones. Patrick holds Series 7, 9, 10, 66 and SIE licenses. Patrick is also a licensed representative of Wells Fargo Clearing Services, LLC and is authorized to offer a full range of financial services, including investment advisory, securities brokerage, and insurance products. Patrick is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/06/2024 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
RI
07/04/2022 - 03/10/2023
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MO
02/08/2019 - 08/25/2020
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 03/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Patrick Graham is the right advisor for you? Invested Better is here to help.
