Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Spiroff is a financial professional with over 20 years of experience in the securities industry. Patrick has held positions with several prominent firms, including Wedbush Securities Inc. and Blue Capital Group LLC. Patrick is currently registered with Natisa Securities LLC. Patrick has a broad range of experience in the securities industry and holds several professional licenses and designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
12/01/2023 - Present
Natisa Securities LLC (WESTCHESTER IL)
IL
12/04/2017 - 03/09/2023
WEDBUSH SECURITIES INC. (CHICAGO IL)
IL
12/17/2015 - 05/27/2016
C & H OPTION TRADING INC. (CHICAGO IL)
IL
08/16/2011 - 01/20/2015
CHOPPER SECURITIES, LLC (CHICAGO IL)
IL
10/19/2007 - 08/12/2011
BLUE CAPITAL GROUP LLC (CHICAGO IL)
IL
04/09/2003 - 07/30/2007
TD PROFESSIONAL EXECUTION, INC. (CHICAGO IL)
IL
05/14/1998 - 04/11/2001
ROM-BO TRADING CO. (CHICAGO IL)
BC
Issued 02/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 12/07/1998
Series 4 - Registered Options Principal Examination
BC
Issued 02/11/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/12/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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