Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Witheril is an investment advisor representative with Janney Montgomery Scott LLC, having joined the firm in April 2021. Patrick has been in the industry since 1983 and has held various roles at several firms, including Wells Fargo Clearing Services, LLC, Morgan Stanley DW Inc., and Shearson Lehman Hutton Inc. Patrick is a Series 7, 9, 10, 31, 63, and 65 licensed professional and has a proven track record of success in the financial services industry. Patrick specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
04/30/2021 - Present
Janney Montgomery Scott LLC (Westbrook CT)
CT
07/07/2006 - 04/27/2021
WELLS FARGO CLEARING SERVICES, LLC (BRANFORD CT)
CT
07/29/1988 - 07/05/2006
MORGAN STANLEY DW INC. (MADISON CT)
NA
07/16/1984 - 07/19/1988
SHEARSON LEHMAN HUTTON INC.
NA
03/01/1983 - 07/06/1984
ADVEST, INC.
IA
Issued 08/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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