Unclaimed
Patrick Regan is a financial professional with over 20 years of experience in the securities industry. Patrick is currently registered with GP Nurmenkari Inc. and holds a Series 3, Series 7 and a Series 63 license. Patrick is also a registered representative with FINRA and is licensed in five states: California, Connecticut, Florida, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/10/2023 - Present
GP Nurmenkari Inc. (NORWALK CT)
NY
05/08/2018 - 05/10/2023
KATALYST SECURITIES LLC (New York NY)
CT
03/19/2014 - 04/30/2018
GP NURMENKARI INC. (Norwalk CT)
NY
02/23/2001 - 04/20/2001
TOWER HILL SECURITIES, INC. (NEW YORK NY)
BC
Issued 03/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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