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Patrick Francis O'Toole

Credit Agricole Securities (usa) Inc.

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About Patrick Francis O'Toole

Patrick Francis O'Toole is a financial advisor with over 20 years of experience in the industry. He currently works at Credit Agricole Securities (usa) Inc. in New York, New York. Patrick has worked at several firms including Morgan Stanley, Advisors Asset Management, Inc., and Fixed Income Securities, Inc.. Patrick is licensed in multiple states including Arizona, California, Florida, Illinois, Massachusetts, Missouri, New York, Ohio, Texas, Vermont, Virginia, and Washington. He is registered with FINRA and holds Series 7, 24, 55, 57TO, 63, 79TO, and SIE licenses.

Firm Information

Patrick O'Toole is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick O'Toole’s Registration & Firm History

NY

08/09/2013 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

NY

06/01/2009 - 08/21/2013

MORGAN STANLEY (PURCHASE NY)

NY

12/05/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)

NY

01/01/2002 - 12/09/2008

ADVISORS ASSET MANAGEMENT, INC. (MELVILLE NY)

CA

11/06/2001 - 01/01/2002

FIXED INCOME SECURITIES, INC. (SAN DIEGO CA)

CA

09/05/2001 - 10/05/2001

CAPSTONE INVESTMENTS (SAN DIEGO CA)

NE

02/21/2001 - 08/29/2001

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 02/27/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patrick Francis O'Toole.
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