Unclaimed
Patrick Francis McGarry is a financial professional with over 30 years of experience in the industry. Patrick is currently registered with RBC Capital Markets, LLC. Patrick has held previous positions with Jefferies & Company, Inc., DEPFA First Albany Securities, LLC, Broadpoint Capital, Inc., RBC Dain Rauscher Inc., Tucker Anthony Incorporated, Wolfe & Hurst Bond Brokers Inc., and Prudential-Bache Securities Inc. Patrick is licensed to provide financial services in all 50 states and the District of Columbia. Patrick is a Series 7, Series 52TO, Series 53, Series 57TO, and Series 79TO licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/10/2011 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
03/27/2009 - 05/17/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
09/17/2007 - 03/27/2009
DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)
NY
06/18/2003 - 09/18/2007
BROADPOINT CAPITAL, INC. (NEW YORK NY)
NY
03/09/2002 - 06/30/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
08/24/1992 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
12/18/1990 - 08/17/1992
WOLFE & HURST BOND BROKERS INC. (JERSEY CITY NJ)
NY
10/25/1989 - 11/14/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 05/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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