Unclaimed
Patrick Francis Knapp is a registered representative with Northwestern Mutual Investment Services, LLC. Patrick has been in the industry since October 2014 and is licensed in 27 states. Patrick previously worked at NYLIFE Securities LLC in Albuquerque, NM. Patrick specializes in investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NM
02/13/2015 - Present
Northwestern Mutual Investment Services, LLC (ALBUQUERQUE NM)
NM
10/01/2014 - 02/10/2015
NYLIFE SECURITIES LLC (ALBUQUERQUE NM)
BC
Issued 10/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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