Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Francis Hart is a securities professional with over 30 years of experience in the financial services industry. Patrick has held positions at several firms, including Foreside Fund Services, LLC, ALPS Distributors, Inc., and Hamilton Miller Investments, LLC. Patrick holds a Series 7, Series 39, and Series 63 license. He is currently registered with Foreside Fund Services, LLC in Colorado and California. Patrick is also a registered principal with Foreside Fund Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/13/2016 - Present
Foreside Fund Services, LLC (Golden CO)
CO
09/10/2012 - 12/09/2016
ALPS DISTRIBUTORS, INC. (Golden CO)
CA
12/06/2007 - 12/31/2010
HAMILTON MILLER INVESTMENTS, LLC (PALO ALTO CA)
GA
10/03/2001 - 03/21/2006
BIGELOW & COMPANY (ATLANTA GA)
NY
09/02/1988 - 08/03/2001
BORNHOFT GROUP SECURITIES CORPORATION (NEW YORK NY)
NA
05/25/1988 - 10/25/1988
NEIDIGER, TUCKER, BRUNER, INC.
BC
Issued 10/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/1988
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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