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Patrick Francis Downes

Chatsworth Securities LLC

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About Patrick Francis Downes

Patrick Downes is a Financial Advisor at Chatsworth Securities LLC. Patrick has been in the industry since 1993 and is licensed to sell securities in Connecticut, Florida, and New York. Patrick previously worked at Mischler Financial Group, Inc., Academy Securities, Inc., Brant Point Capital, LLC, Deutsche Bank Securities Inc., FIMAT USA, LLC, VCross Capital Markets LLC, A.K. Capital, LLC, Greenwich Capital Markets, Inc., Daiwa Securities America Inc., Citicorp Securities Markets, Inc. and Salomon Brothers Inc.

Firm Information

Patrick Downes is currently registered with Chatsworth Securities LLC. Chatsworth Securities LLC is a Limited Liability Company that was formed on March 20, 1996. The firm is registered in California, Connecticut, Florida, Massachusetts, New Jersey, and New York. They have one approved SEC registration and six approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Downes’s Registration & Firm History

CT

04/13/2022 - Present

Chatsworth Securities LLC (GREENWICH CT)

CA

04/22/2020 - 02/01/2022

MISCHLER FINANCIAL GROUP, INC. (CORONA DEL MAR CA)

NY

03/30/2016 - 06/13/2018

ACADEMY SECURITIES, INC. (NEW YORK NY)

NY

03/25/2011 - 09/23/2013

BRANT POINT CAPITAL, LLC (NEW YORK NY)

NY

04/12/2006 - 06/05/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

IL

08/19/2003 - 04/06/2006

FIMAT USA, LLC (CHICAGO IL)

CT

09/13/2002 - 08/18/2003

VCROSS CAPITAL MARKETS LLC (GREENWICH CT)

NY

11/15/2000 - 09/12/2002

A.K. CAPITAL, LLC (NEW YORK NY)

CT

02/19/1999 - 03/07/2000

GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)

CT

11/26/1993 - 09/04/1997

GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)

NY

02/13/1991 - 08/31/1993

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

NY

05/22/1990 - 01/18/1991

CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)

NY

10/22/1985 - 03/09/1990

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/24/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2003

Series 24 - General Securities Principal Examination

BC

Issued 06/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Francis Downes.
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