Unclaimed
Patrick Downes is a Financial Advisor at Chatsworth Securities LLC. Patrick has been in the industry since 1993 and is licensed to sell securities in Connecticut, Florida, and New York. Patrick previously worked at Mischler Financial Group, Inc., Academy Securities, Inc., Brant Point Capital, LLC, Deutsche Bank Securities Inc., FIMAT USA, LLC, VCross Capital Markets LLC, A.K. Capital, LLC, Greenwich Capital Markets, Inc., Daiwa Securities America Inc., Citicorp Securities Markets, Inc. and Salomon Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/13/2022 - Present
Chatsworth Securities LLC (GREENWICH CT)
CA
04/22/2020 - 02/01/2022
MISCHLER FINANCIAL GROUP, INC. (CORONA DEL MAR CA)
NY
03/30/2016 - 06/13/2018
ACADEMY SECURITIES, INC. (NEW YORK NY)
NY
03/25/2011 - 09/23/2013
BRANT POINT CAPITAL, LLC (NEW YORK NY)
NY
04/12/2006 - 06/05/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
IL
08/19/2003 - 04/06/2006
FIMAT USA, LLC (CHICAGO IL)
CT
09/13/2002 - 08/18/2003
VCROSS CAPITAL MARKETS LLC (GREENWICH CT)
NY
11/15/2000 - 09/12/2002
A.K. CAPITAL, LLC (NEW YORK NY)
CT
02/19/1999 - 03/07/2000
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
CT
11/26/1993 - 09/04/1997
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
NY
02/13/1991 - 08/31/1993
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
05/22/1990 - 01/18/1991
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
NY
10/22/1985 - 03/09/1990
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 08/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 06/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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