Unclaimed
Patrick Flood is a registered investment advisor representative with M1 Finance. Patrick is registered with the state of Colorado. Patrick has a Series 7TO and a Series 66 license and is licensed to offer investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CO
05/31/2024 - Present
M1 Finance (Denver CO)
BOTH
Issued 02/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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