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Patrick Flood

M1 Finance

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About Patrick Flood

Patrick Flood is a registered investment advisor representative with M1 Finance. Patrick is registered with the state of Colorado. Patrick has a Series 7TO and a Series 66 license and is licensed to offer investment advisory services.

Firm Information

Patrick Flood is currently registered with M1 Finance. M1 Finance is a Chicago, Illinois-based investment advisor registered with the SEC. The firm manages portfolios for individuals, businesses, and pooled investment vehicles. They do not offer financial planning services or market timing services.
M1 Finance

200 NORTH LASALLE STREET

CHICAGO, IL 60601

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Patrick Flood’s Registration & Firm History

CO

05/31/2024 - Present

M1 Finance (Denver CO)

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Licenses & Designations

BOTH

Issued 02/16/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Flood.
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