Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Fitzgibbon is a registered representative with Nomura Securities International, Inc. based in San Francisco, California. Patrick has over 10 years of experience in the financial services industry and holds a variety of licenses and certifications, including Series 7, 3, 55, 79, 57TO, 99TO, and SIE. Prior to joining Nomura Securities International, Inc. Patrick was associated with Truist Securities, Inc., Wells Fargo Securities, LLC, Strategas Research Partners, LLC, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
08/31/2021 - Present
Nomura Securities International, Inc. (SAN FRANCISCO CA)
CA
01/09/2019 - 04/12/2021
TRUIST SECURITIES, INC. (SAN FRANCISCO CA)
NY
09/17/2014 - 06/21/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
10/12/2011 - 07/26/2012
STRATEGAS RESEARCH PARTNERS, LLC (NEW YORK NY)
CA
12/04/2007 - 11/22/2010
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BC
Issued 09/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/05/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/03/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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