Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Morgan is a financial advisor at UBS Financial Services Inc., a firm that manages over $702 billion in assets. Patrick has been a financial advisor for over 17 years. Patrick holds Series 6, 7, 63 and 65 licenses, and is licensed in over 30 states. Patrick also holds the SIE designation. Patrick's experience and credentials make him a well-rounded financial advisor who is able to provide a wide range of services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
09/12/2023 - Present
UBS Financial Services Inc. (BLOOMINGTON MN)
MN
05/16/2008 - 06/26/2013
LPL FINANCIAL LLC (BURNSVILLE MN)
MN
05/20/2008 - 06/17/2013
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
IL
10/05/2005 - 12/10/2007
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
IA
Issued 04/08/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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