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Patrick Evan Cobb

National Financial Services LLC

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About Patrick Evan Cobb

Patrick Evan Cobb is an active broker-dealer representative with over 9 years of experience in the financial services industry. Patrick Cobb is currently registered with National Financial Services LLC, a firm with both broker-dealer and investment advisor registrations, and is located in the Smithfield, RI branch office. Before joining National Financial Services LLC, Patrick Cobb was registered with Fidelity Brokerage Services LLC in the Smithfield, RI branch office. Patrick Cobb has passed the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), Uniform Securities Agent State Law Examination (Series 63), Uniform Combined State Law Examination (Series 66), General Securities Sales Supervisor - General Module Examination (Series 10), and General Securities Sales Supervisor - Options Module Examination (Series 9).

Firm Information

Patrick Cobb is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Cobb’s Registration & Firm History

RI

02/28/2023 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

07/14/2014 - 01/04/2023

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 06/22/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/21/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/27/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Evan Cobb.
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