Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Eugene Carter is a financial advisor with over 33 years of experience in the industry. Patrick is a registered representative of Raymond James Financial Services Advisors, Inc., with offices in Weston, FL. Patrick is also a registered investment advisor. Prior to joining Raymond James, Patrick worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Patrick holds Series 7, Series 31, Series 63, and Series 65 licenses, and is a member of FINRA and the SEC. Patrick specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/13/2009 - Present
Raymond James Financial Services Advisors, Inc. (Weston FL)
FL
09/29/2006 - 03/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORAL SPRINGS FL)
FL
07/26/1990 - 10/02/2006
MORGAN STANLEY DW INC. (BOCA RATON FL)
IA
Issued 07/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 07/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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