Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Nicolini is a financial advisor with Janney Montgomery Scott LLC. Patrick has been in the financial services industry since 1999. Patrick holds the Series 7, Series 24, Series 63 and Series 79TO licenses. Patrick has been registered with Janney Montgomery Scott LLC since 2019. Prior to joining Janney Montgomery Scott LLC, Patrick was a registered representative with FIG PARTNERS, LLC, Howe Barnes Hoefer & Arnett, Inc., RBC Capital Markets Corporation, RBC DAIN RAUSCHER INC., CIBC WORLD MARKETS CORP., and McDonald Investments Inc. Patrick specializes in providing financial advice to individuals, businesses, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CA
06/17/2019 - Present
Janney Montgomery Scott LLC (Walnut Creek CA)
CA
05/12/2010 - 11/06/2019
FIG PARTNERS, LLC (Walnut Creek CA)
CA
06/13/2007 - 06/03/2010
HOWE BARNES HOEFER & ARNETT, INC. (SAN FRANCISCO CA)
CA
02/06/2004 - 06/08/2007
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
NY
09/30/2002 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
08/04/2000 - 08/05/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
OH
10/27/1999 - 09/01/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 11/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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