Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Knoell is a financial professional with over 40 years of experience in the industry. Patrick has a strong background in securities, having held various positions at firms such as Wedbush Morgan Securities, Lehman Brothers, and UBS Financial Services. Patrick is currently a Registered Representative at Loop Capital Markets LLC, focusing on municipal securities and providing research services. Patrick holds several industry licenses and designations, including Series 7, Series 10, and Series 52. Patrick is also a licensed Investment Advisor Representative in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
11/06/2013 - Present
Loop Capital Markets LLC (NEW YORK NY)
NY
10/19/2012 - 10/28/2013
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
01/09/2012 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
01/03/2008 - 01/09/2012
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
CO
01/11/2006 - 07/06/2007
FIMAT USA, LLC (EVERGREEN CO)
CO
06/18/2004 - 01/18/2006
UBS FINANCIAL SERVICES INC. (EVERGREEN CO)
CA
07/19/2000 - 06/22/2004
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NE
02/08/1996 - 07/12/2000
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NA
01/11/1996 - 02/02/1996
KIRKPATRICK, PETTIS, SMITH, POLIAN INC.
NY
08/24/1994 - 01/19/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NJ
08/21/1990 - 08/23/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/15/1988 - 09/17/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/07/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
08/22/1980 - 10/14/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 11/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/16/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/23/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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