Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Walsh is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in NORTHBROOK, IL. Patrick has been a registered representative since June 20, 1984. Patrick has experience in the financial services industry since September 19, 1986. Patrick has also held previous roles at MSI FINANCIAL SERVICES, INC., AXA ADVISORS, LLC, ALLIANCE FUND DISTRIBUTORS, INC., FIRST CHICAGO NBD INVESTMENT SERVICES, INC. and NORTHERN TRUST BROKERAGE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/27/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTHBROOK IL)
IL
04/16/2012 - 03/21/2017
MSI FINANCIAL SERVICES, INC. (BUFFALO GROVE IL)
IL
10/10/2000 - 04/23/2012
AXA ADVISORS, LLC (DEERFIELD IL)
TN
02/18/1997 - 07/26/2000
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
IL
07/05/1988 - 12/10/1996
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NA
06/20/1984 - 03/02/1988
NORTHERN TRUST BROKERAGE, INC.
IA
Issued 05/16/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/28/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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