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Patrick Edward Thompson

Cetera Advisors LLC

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About Patrick Edward Thompson

Patrick Edward Thompson is a financial advisor with over 30 years of experience in the industry. He is currently registered with Cetera Advisors LLC in Bellevue, Washington. Prior to joining Cetera Advisors LLC, Patrick worked with First Allied Securities, Inc., First Montauk Securities Corp., Paine Webber Incorporated, and Piper, Jaffray & Hopwood Incorporated. Patrick holds a Series 63, Series 7, and SIE license. He has experience in multiple states including Arizona, California, Colorado, Florida, Idaho, Illinois, Michigan, Montana, New Jersey, North Carolina, Oregon, Pennsylvania, Texas, and Washington.

Firm Information

Patrick Thompson is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Thompson’s Registration & Firm History

WA

09/08/2022 - Present

Cetera Advisors LLC (BELLEVUE WA)

WA

12/09/2008 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (BELLEVUE WA)

WA

11/20/1995 - 12/09/2008

FIRST MONTAUK SECURITIES CORP. (BELLEVUE WA)

NJ

07/29/1991 - 12/05/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MN

06/21/1985 - 08/05/1991

PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 06/27/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Edward Thompson.
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