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Patrick Eddie Carter

J.p. Morgan Institutional Investments Inc.

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About Patrick Eddie Carter

Patrick Carter has been in the financial services industry since June 13, 2002. Patrick is currently registered with J.P. Morgan Institutional Investments Inc. and has been registered with them since September 20, 2012. Patrick has also held previous roles at Foreside Fund Services, LLC, ALPS Distributors, Inc., DFA Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Aetna Capital Management, Inc., MONY Securities Corp., and The Mutual Life Insurance Company of New York.

Firm Information

Patrick Carter is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Carter’s Registration & Firm History

NY

09/20/2012 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

ME

10/11/2010 - 08/20/2012

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

CO

07/16/2010 - 09/24/2010

ALPS DISTRIBUTORS, INC. (DENVER CO)

CA

05/04/2006 - 07/14/2010

DFA SECURITIES LLC (SANTA MONICA CA)

NY

12/19/2003 - 03/28/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

03/15/1990 - 06/12/1990

AETNA CAPITAL MANAGEMENT, INC.

NA

06/23/1988 - 12/20/1989

MONY SECURITIES CORP.

NA

06/23/1988 - 12/20/1989

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

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Licenses & Designations

BOTH

Issued 02/18/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2016

Series 3 - National Commodity Futures Examination

BC

Issued 12/18/2003

Series 7 - General Securities Representative Examination

BC

Issued 10/07/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Eddie Carter.
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