Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick O'Connor is a registered investment advisor with Citizens Securities, Inc.. Patrick has been in the securities industry since December 1998. Patrick has a Series 6, Series 7, and Series 66 license and is registered with FINRA, and the states of Connecticut, Florida, Kentucky, Massachusetts, Michigan, New York, Ohio, Rhode Island, South Carolina and Virginia. Patrick has previously held positions at KEY INVESTMENT SERVICES LLC, INFINEX INVESTMENTS, INC., LPL FINANCIAL LLC, AMERIPRISE FINANCIAL SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MML DISTRIBUTORS, LLC and MML INVESTORS SERVICES, INC.. Patrick's firm manages $9.19 billion in assets for approximately 53,044 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Participate in wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
02/13/2023 - Present
Citizens Securities, Inc. (CROMWELL CT)
CT
04/11/2017 - 08/16/2018
KEY INVESTMENT SERVICES LLC (Hamden CT)
CT
05/01/2014 - 03/31/2017
INFINEX INVESTMENTS, INC. (Cheshire CT)
CT
09/21/2011 - 04/30/2014
LPL FINANCIAL LLC (NORTH BRANFORD CT)
CT
03/07/2011 - 09/29/2011
AMERIPRISE FINANCIAL SERVICES, INC. (EAST HARTFORD CT)
CT
08/25/2009 - 01/27/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CT
01/27/1999 - 04/27/2009
MML DISTRIBUTORS, LLC (ENFIELD CT)
MA
10/18/1996 - 05/23/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 11/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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