Unclaimed
Patrick Donald Smith is a financial professional with Northwestern Mutual Investment Services, LLC, registered in South Carolina and Pennsylvania. Patrick Donald Smith has been in the industry for over 2 years, joining the firm in July 2024. Patrick Donald Smith is licensed to sell a variety of financial products including investment company products and variable contracts, Patrick Donald Smith holds the Series 6TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
07/19/2024 - Present
Northwestern Mutual Investment Services, LLC (Mt Pleasant SC)
BC
Issued 08/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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