Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick McNulty is a financial advisor with Harris Williams. Patrick has been in the financial services industry since August 9, 2001. Patrick is registered with the state of Virginia. Patrick has Series 7, 24, 63, 79TO and SIE licenses. Patrick has previously worked at Portico Capital Securities LLC, Deutsche Bank Securities Inc., and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
03/18/2010 - Present
Harris Williams (RICHMOND VA)
CT
12/23/2008 - 02/03/2010
PORTICO CAPITAL SECURITIES LLC (GREENWICH CT)
NY
08/17/2005 - 07/22/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/08/2001 - 07/28/2005
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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