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Patrick Donald Kraal

Allstate Financial Services, LLC

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About Patrick Donald Kraal

Patrick Kraal is a financial advisor registered with Allstate Financial Services, LLC and holds a Series 7, Series 31, and Series 63 license. Patrick is a licensed advisor in New York, New Jersey, and New Hampshire and has been in the financial industry since 2004. Patrick has previously worked with firms such as INFINEX INVESTMENTS, INC., ESSEX NATIONAL SECURITIES, LLC, LPL FINANCIAL LLC, HSBC SECURITIES (USA) INC., CHASE INVESTMENT SERVICES CORP., WACHOVIA SECURITIES, LLC, MORGAN STANLEY DW INC., GUNNALLEN FINANCIAL, INC., and FIRST REPUBLIC GROUP, LLC.

Firm Information

Patrick Kraal is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Kraal’s Registration & Firm History

NY

04/07/2020 - Present

Allstate Financial Services, LLC (Fishkill NY)

NY

07/01/2016 - 11/08/2018

INFINEX INVESTMENTS, INC. (NEW YORK NY)

NY

09/16/2013 - 07/01/2016

ESSEX NATIONAL SECURITIES, LLC (NEW YORK NY)

NY

10/05/2012 - 02/06/2013

LPL FINANCIAL LLC (NEW YORK NY)

NY

07/23/2010 - 06/20/2012

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

03/14/2006 - 07/14/2010

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

MO

09/02/2004 - 06/22/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

02/24/2004 - 08/09/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

FL

01/26/2004 - 02/10/2004

GUNNALLEN FINANCIAL, INC (TAMPA FL)

NY

08/01/2003 - 01/20/2004

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/30/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 07/31/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Donald Kraal.
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