Unclaimed
Patrick Kraal is a financial advisor registered with Allstate Financial Services, LLC and holds a Series 7, Series 31, and Series 63 license. Patrick is a licensed advisor in New York, New Jersey, and New Hampshire and has been in the financial industry since 2004. Patrick has previously worked with firms such as INFINEX INVESTMENTS, INC., ESSEX NATIONAL SECURITIES, LLC, LPL FINANCIAL LLC, HSBC SECURITIES (USA) INC., CHASE INVESTMENT SERVICES CORP., WACHOVIA SECURITIES, LLC, MORGAN STANLEY DW INC., GUNNALLEN FINANCIAL, INC., and FIRST REPUBLIC GROUP, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/07/2020 - Present
Allstate Financial Services, LLC (Fishkill NY)
NY
07/01/2016 - 11/08/2018
INFINEX INVESTMENTS, INC. (NEW YORK NY)
NY
09/16/2013 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (NEW YORK NY)
NY
10/05/2012 - 02/06/2013
LPL FINANCIAL LLC (NEW YORK NY)
NY
07/23/2010 - 06/20/2012
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
03/14/2006 - 07/14/2010
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
MO
09/02/2004 - 06/22/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/24/2004 - 08/09/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
01/26/2004 - 02/10/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
08/01/2003 - 01/20/2004
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
IA
Issued 04/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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