Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Domenic Ricci is a financial advisor with Sofi Wealth LLC. Patrick has been working in the financial industry since 2016. Patrick has a Series 7, Series 63, Series 65, and Series 24 license. Patrick works with both high-net-worth individuals and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DE
02/08/2021 - Present
Sofi Wealth LLC (Claymont DE)
DE
07/07/2016 - 02/12/2019
CAPITAL ONE INVESTING, LLC (WILMINGTON DE)
IA
Issued 10/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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