Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Dogan is a financial advisor with Edward Jones. Patrick has been in the financial industry since 2001. Patrick has extensive experience in the financial services industry and holds a variety of licenses and registrations including Series 4, 7, 14, 24, 27, 52, 53, 63, 99, and the SIE. Patrick has previously worked at Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., Sterne Agee Clearing Inc, Sterne Agee Financial Services, Inc., CUSO PARTNERS, LLC, Jones, Byrd, & Attkisson, Inc., and RBC Dain Rauscher Inc. Patrick is registered in the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
12/03/2015 - Present
Edward Jones (ST LOUIS MO)
AL
06/09/2015 - 11/18/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)
AL
04/27/2005 - 11/13/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
04/27/2005 - 04/07/2008
STERNE AGEE CLEARING INC (BIRMINGHAM AL)
AL
04/27/2005 - 04/07/2008
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
12/12/2007 - 03/10/2008
CUSO PARTNERS, LLC (BIRMINGHAM AL)
GA
09/28/2004 - 04/15/2005
JONES, BYRD, & ATTKISSON, INC. (ATLANTA GA)
NY
02/20/2001 - 09/13/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 05/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2008
Series 14 - Compliance Officer Examination
BC
Issued 03/25/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/20/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/17/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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