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Patrick Dennis Regan

Brean Capital, LLC

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About Patrick Dennis Regan

Patrick Regan is a financial professional with over 28 years of experience in the financial services industry. Patrick is currently registered with Brean Capital, LLC and holds Series 6, 7, 24, 63, 79 and SIE licenses. Patrick has previously been registered with Gleacher & Company Securities, Inc., Broadpoint Descap, ContiFinancial Services Corporation, and John Hancock Distributors, Inc. Patrick is licensed to conduct business in Massachusetts and New York.

Firm Information

Patrick Regan is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Regan’s Registration & Firm History

MA

06/04/2012 - Present

Brean Capital, LLC (BOSTON MA)

NY

10/16/2008 - 06/05/2012

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

03/16/1999 - 10/16/2008

BROADPOINT DESCAP (NEW YORK NY)

NY

01/23/1995 - 02/10/1999

CONTIFINANCIAL SERVICES CORPORATION (NEW YORK NY)

NA

01/13/1987 - 03/23/1987

JOHN HANCOCK DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 09/05/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1995

Series 7 - General Securities Representative Examination

BC

Issued 01/12/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Patrick Dennis Regan.
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