Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Dennis Carroll is an investment advisor representative registered with World Equity Group, Inc. and has been in the securities industry since January 13, 1995. Patrick has over 25 years of experience in the financial industry and holds several licenses, including Series 7, Series 3, Series 24, Series 63, Series 65, and Series 66. Patrick is also registered as an investment advisor representative in multiple states including Arizona, California, Colorado, Delaware, Florida, Hawaii, Oregon, Pennsylvania, Texas, Utah, Washington, and West Virginia. Patrick has been employed with World Equity Group, Inc. since 2012. Prior to that, Patrick worked at RBC CAPITAL MARKETS, LLC and DAIN RAUSCHER INCORPORATED. Patrick has a strong track record of providing financial advice to individuals and families. Patrick offers a wide range of financial services, including portfolio management, financial planning, and investment advisory. Patrick is committed to providing his clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
11/09/2016 - Present
World Equity Group, Inc. (SCHAUMBURG IL)
CA
03/05/2009 - 12/09/2011
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
NY
03/02/1998 - 09/22/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
06/25/1986 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BOTH
Issued 03/31/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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