linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Patrick Dempsey

J.p. Morgan Prime Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Patrick? Claim Your Profile

About Patrick Dempsey

Patrick Dempsey is a financial professional with over 25 years of experience in the financial industry. Patrick is currently registered with J.p. Morgan Prime Inc. and J.p. Morgan Securities LLC. Prior to his current roles, Patrick was employed with J.P. MORGAN CLEARING CORP. Patrick has passed several industry exams, including the Series 7, Series 63, Series 99TO, and the SIE. Patrick is a licensed securities professional in the state of New York.

Firm Information

Patrick Dempsey is currently registered with J.p. Morgan Prime Inc.. J.p. Morgan Prime Inc. is a Corporation formed on October 2, 2015, and is approved to operate in New York.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Patrick Dempsey’s Registration & Firm History

NY

06/21/2016 - Present

J.p. Morgan Prime Inc. (Brooklyn NY)

NY

07/23/2013 - 10/01/2016

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

Not sure if Patrick Dempsey is right for you?

Licenses & Designations

BC

Issued 05/01/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patrick Dempsey.
Not sure if Patrick Dempsey is right for you?