Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick McNeil is a financial advisor with over 20 years of experience in the industry. Patrick is currently registered with Empower Financial Services, Inc. in Greenwood Village, CO. Patrick previously worked for Prudential Investment Management Services LLC, Hartford Securities Distribution Company, Inc., Hartford Investment Financial Services, LLC, Hartford Equity Sales Company Inc., Phoenix Equity Planning Corporation, Tower Square Securities, Inc., and Pruco Securities Corporation. Patrick holds the Series 6, 7, 24, 63, and 66 securities licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
09/11/2013 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
01/01/2009 - 08/21/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
06/08/2006 - 08/21/2012
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (SIMSBURY CT)
CT
06/08/2006 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
CT
10/11/2005 - 05/05/2006
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CA
09/20/2000 - 12/06/2004
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NJ
09/30/1999 - 04/18/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 11/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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