Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick David Smith is a financial professional with over 25 years of experience in the industry. Patrick is currently registered with BOK Financial Securities, Inc. and has been with the firm since February 2010. Prior to that, Patrick was employed with FIRST NATIONAL CAPITAL MARKETS and UMB SCOUT BROKERAGE SERVICES, INC. Patrick is a licensed securities professional holding the Series 7, Series 52, and Series 63 licenses. Patrick is also a registered representative in 22 states and the District of Columbia. Patrick's areas of expertise include individual investors, high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
02/03/2010 - Present
BOK Financial Securities, Inc. (Overland Park KS)
KS
03/07/2006 - 01/29/2010
FIRST NATIONAL CAPITAL MARKETS (OVERLAND PARK KS)
MO
10/22/1997 - 03/03/2006
UMB SCOUT BROKERAGE SERVICES, INC. (KANSAS CITY MO)
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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