Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Moran has been in the financial industry for over 18 years. Patrick is currently registered with Natixis Securities Americas LLC in New York, New York. Previously, Patrick was registered with Keefe, Bruyette & Woods, Inc., SG Americas Securities, LLC, and SG Cowen & Co., LLC. Patrick holds FINRA Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/28/2014 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
01/26/2009 - 01/03/2012
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
07/29/2004 - 07/25/2008
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
07/11/2001 - 07/20/2004
SG COWEN & CO., LLC (NEW YORK NY)
BC
Issued 11/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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