Unclaimed
Patrick Darrin Cummings is a financial advisor with Northwestern Mutual Investment Services, LLC. Patrick has been in the financial services industry since 2000 and has an active license in Washington. He is a registered representative and an investment advisor representative. Patrick holds Series 7, 63 and 66 licenses and has a Bachelor of Arts degree in business administration from the University of Washington. He is a member of the National Association of Insurance and Financial Advisors (NAIFA). Patrick works with individual investors, business owners, and families to develop financial plans that meet their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
06/29/2017 - Present
Northwestern Mutual Investment Services, LLC (Spokane Valley WA)
MO
08/08/2000 - 04/05/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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