Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Hayes is a financial advisor with Stifel, Nicolaus & Company, Inc. He has been in the securities industry since December 6, 1987. Patrick is licensed to provide investment advice in Illinois, Indiana, and Texas. His firm, Stifel, Nicolaus & Company, Inc., is headquartered in St. Louis, Missouri, and provides a variety of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/19/2021 - Present
Stifel, Nicolaus & Company, Inc. (ORLAND PARK IL)
IN
05/19/1996 - 11/08/2007
WACHOVIA SECURITIES, LLC (MUNSTER IN)
NY
07/31/1993 - 05/06/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/26/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/26/1989 - 04/27/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/20/1989 - 06/20/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/25/1987 - 01/25/1989
GRAYSTONE NASH, INC.
IA
Issued 11/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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