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Patrick Daniel Harper

Prudential Annuities Distributors, Inc.

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About Patrick Daniel Harper

Patrick Daniel Harper is a financial advisor with Prudential Annuities Distributors, Inc. Patrick has over 18 years of experience in the financial services industry. Previously, Patrick was with Hornor, Townsend & Kent, Inc., American General Equity Services Corporation, Cadaret, Grant & Co., Inc. and Pruco Securities Corporation. Patrick holds the Series 6, Series 26 and Series 63 licenses.

Firm Information

Patrick Harper is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Harper’s Registration & Firm History

CT

02/26/2019 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

PA

07/19/2010 - 10/25/2018

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

DE

10/07/2004 - 07/08/2009

AMERICAN GENERAL EQUITY SERVICES CORPORATION (WILMINGTON DE)

NY

09/14/2000 - 09/21/2001

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NJ

11/30/1999 - 07/31/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 12/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/29/2020

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Daniel Harper.
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