Unclaimed
Patrick Daniel Engel is a financial advisor with Wells Fargo Securities, LLC. Patrick has been in the industry since June 5, 2011. Patrick is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in North Carolina. Patrick has experience with a variety of financial products and services, including investment banking. Patrick's primary office is located in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/18/2018 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
10/02/2003 - 03/14/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 12/21/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
11/21/1996 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 01/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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