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Patrick Daniel Bane

Neuberger Berman BD LLC

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About Patrick Daniel Bane

Patrick Bane is a registered investment advisor representative with Neuberger Berman BD LLC. Patrick has been in the securities industry since 2012. Prior to joining Neuberger Berman, Patrick worked at Manning & Napier Investor Services, Inc. and Sanford C. Bernstein & Co., LLC. Patrick is licensed in several states and holds various industry certifications.

Firm Information

Patrick Bane is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Patrick Bane’s Registration & Firm History

NY

03/25/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

05/16/2013 - 01/06/2017

MANNING & NAPIER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

01/20/2012 - 02/27/2013

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/27/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2014

Series 3 - National Commodity Futures Examination

BC

Issued 01/17/2013

Series 31 - Futures Managed Funds Examination

BC

Issued 01/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Patrick Daniel Bane.
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