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Patrick D Walravens

Citizens JMP Securities, LLC

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About Patrick D Walravens

Patrick Walravens is a securities professional with over 24 years of experience in the financial industry. Patrick currently works at Citizens JMP Securities, LLC, based in San Francisco, CA. Patrick has also held positions at Lehman Brothers Inc. in New York, NY. Patrick holds Series 63, 24, SIE, 87, 86, and 7 licenses. Patrick is registered with FINRA and the state of California.

Firm Information

Patrick Walravens is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Walravens’s Registration & Firm History

CA

01/03/2002 - Present

Citizens JMP Securities, LLC (SAN FRANCISCO CA)

NY

03/02/1998 - 07/24/2001

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/29/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/22/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/25/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Patrick D Walravens.
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