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Patrick D Morales

Hightower Securities, LLC

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About Patrick D Morales

Patrick Morales is a financial advisor with Hightower Securities, LLC. He has been in the financial industry since 2011, working with Equitable Advisors, LLC before joining Hightower Securities, LLC. He is licensed to conduct securities business in New York and holds the Series 63, SIE, and Series 7 licenses. Patrick's primary registration is through the FINRA as an advisor.

Firm Information

Patrick Morales is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Morales’s Registration & Firm History

IL

01/02/2024 - Present

Hightower Securities, LLC (CHICAGO IL)

NY

11/07/2011 - 01/02/2024

EQUITABLE ADVISORS, LLC (PEARL RIVER NY)

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Licenses & Designations

BC

Issued 06/06/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick D Morales.
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